Lawrence H. Kennedy
Professional summary
Lawrence H Kennedy, who also goes by Lawrence Henry Kennedy, Lawrence H Kennedy, is a registered financial professional currently at GFI SECURITIES LLC located in New York, New York.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1988. Lawrence has worked at 9 firms and has passed the Series 63, Series 72, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence H Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2022 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041Office #2: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753August 18, 2014 - November 22, 2021
TULLETT PREBON FINANCIAL SERVICES LLC
October 5, 2006 - August 22, 2014
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 27, 2000 - September 27, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
September 28, 1992 - August 30, 2000
TULLETT & TOKYO SECURITIES, INC.
February 28, 1991 - September 9, 1992
FUNDAMENTAL CORPORATE BOND BROKERS
February 28, 1991 - September 9, 1992
FUNDAMENTAL BROKERS
February 8, 1991 - February 28, 1991
FUNDAMENTAL BROKERS
November 2, 1988 - February 28, 1991
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
June 21, 1988 - November 19, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2022)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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