Eric D. Downing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric David Downing, who also goes by Eric D Downing, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1988. Eric had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2015 - August 3, 2017
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
July 10, 2015 - August 3, 2017
AMUNDI DISTRIBUTOR US, INC.
December 20, 2012 - July 8, 2015
TRIVE NEW YORK LLC
January 16, 2003 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
January 15, 2002 - November 9, 2012
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
April 24, 2001 - January 28, 2002
NICHOLAS-APPLEGATE SECURITIES LLC
September 3, 1996 - April 13, 2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 26, 1991 - September 3, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 21, 1988 - June 28, 1991
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 11/4/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
CRD#: 138756 / SEC#: 801-66395
Contact information
Documents
Red Flags
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