Scott R. Lindstrom

FORTUNE FINANCIAL SERVICES

Moon Township, PA 15108

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CRD#: 1844155

Professional summary

Scott Roy Lindstrom is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Moon Township, Pennsylvania.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1988. Scott has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Roy Lindstrom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2009 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 123 Shafer Road, Moon Township, PA 15108

CRD#: 42150

Moon Township, PA

Past

January 1, 2004 - December 31, 2008

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

MOON TOWNSHIP, PA

Past

February 26, 1998 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

July 11, 1996 - March 4, 1998

SUMMIT INVESTMENT GROUP, INC.

CRD#: 39982

PITTSBURGH, PA

Past

March 3, 1995 - July 11, 1996

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

May 27, 1993 - February 24, 1995

PENN CAPITAL FINANCIAL SERVICES, INC.

CRD#: 10640

PITTSBURGH, PA

Past

April 14, 1993 - June 9, 1993

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

Past

June 20, 1988 - June 21, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

June 20, 1988 - June 21, 1993

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/13/2009)

Maryland
(1/13/2009)

Pennsylvania
(1/13/2009)

West Virginia
(1/13/2009)

Exams

State Security Law Exam

Series 63

Date: 6/9/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/1993

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/16/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/17/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

Scott R. Lindstrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Roy Lindstrom's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

SUMMIT INVESTMENT GROUP, INC.

INVESTACORP, INC.

PENN CAPITAL FINANCIAL SERVICES, INC.

HIBBARD BROWN & CO., INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/9/1988

SIE

Date: 10/1/2018

Series 7

Date: 3/23/1993

Series 22

Date: 3/16/1989

Series 6

Date: 6/17/1988

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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