Steven E. Hutek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Edward Hutek was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1988. Steven had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2015 - August 18, 2015
BLUEROCK CAPITAL MARKETS LLC
November 23, 2011 - April 29, 2013
TIME EQUITIES SECURITIES LLC
September 24, 2009 - October 17, 2011
ALT FUND DISTRIBUTORS LLC
April 4, 2009 - September 3, 2009
STEVEN L. FALK & ASSOCIATES INC.
February 20, 2008 - March 19, 2008
ODYSSEY SECURITIES, LLC
May 16, 2005 - March 31, 2009
INTEGRATED TRADING AND INVESTMENTS, INC.
September 10, 2004 - February 9, 2005
KCD FINANCIAL, INC.
June 19, 2001 - August 13, 2002
STERLING ENTERPRISES GROUP, INC.
April 1, 1999 - May 3, 1999
JONATHAN ROBERTS FINANCIAL GROUP, INC.
September 28, 1992 - April 1, 1999
SOUTHERN CAPITAL SECURITIES, INC.
January 24, 1991 - September 22, 1992
FSC SECURITIES CORPORATION
September 12, 1988 - February 15, 1991
RAYMOND JAMES & ASSOCIATES, INC.
June 22, 1988 - August 30, 1988
AMERICAN FRONTEER FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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