Kenneth E. Nightingale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Edward Nightingale was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1988. Kenneth had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 1992 - February 17, 1993
FIRST ASSET MANAGEMENT, INC.
June 11, 1991 - December 17, 1991
SCHNEIDER SECURITIES, INC.
May 16, 1990 - January 28, 1991
KOCHCAPITAL
October 26, 1989 - April 5, 1990
GLOBAL CAPITAL SECURITIES, INC.
June 26, 1989 - October 25, 1989
STRATTON OAKMONT INC.
June 14, 1989 - September 8, 1989
STRATTON SECURITIES, INC.
March 16, 1989 - May 8, 1989
J. W. GANT & ASSOCIATES, INC.
July 19, 1988 - March 10, 1989
INVESTORS CENTER, INC.
June 21, 1988 - August 20, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST ASSET MANAGEMENT, INC.
CRD#: 17341 / SEC#: , 8-35154
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
