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Brian Wayne Eckeberger

KESTRA ADVISORY SERVICES
Plano, TX
·CRD# 1843766·38 years experience

Professional Summary

Brian Wayne Eckeberger is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Plano, Texas and KESTRA INVESTMENT SERVICES, LLC located in Plano, Texas. Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Brian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
3336 Russell Circle, Plano, TX 75023
April 25, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
3336 Russell Circle, Plano, TX 75023
April 25, 2017 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Plano, TX
December 5, 2011 - May 4, 2017
LPL FINANCIAL LLC·CRD# 6413
BD
Plano, TX
December 5, 2011 - May 4, 2017
SIGNAL SECURITIES, INC.·CRD# 15916
RIA
Plano, TX
April 15, 2010 - December 6, 2011
SIGNAL SECURITIES, INC.·CRD# 15916
BD
Plano, TX
April 15, 2010 - December 6, 2011
LPL FINANCIAL LLC·CRD# 6413
RIA
Richardson, TX
January 15, 2004 - March 22, 2010
LPL FINANCIAL LLC·CRD# 6413
BD
Richardson, TX
January 14, 2004 - March 22, 2010
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Addison, TX
September 7, 1999 - February 3, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 7, 1999 - February 3, 2004
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
January 12, 1998 - August 24, 1999
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
September 2, 1988 - December 31, 1997

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/16/2011: DBA ONLY - GENESIS FINANCIAL GROUP - PLANO TXBusiness Name: Genesis Financial Group Investment Related: Yes Address: 1400 Preston Road, Suite 335 Plano TX 75093 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Wealth Advisor Start Date: 4/18/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment related activities associated with the functions of Registered Representative and Investment Advisor Representative.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Soouthwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/24/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Investment Advisory ServicesBusiness Name: Whiffletree Neighborhood Association Investment Related: No Address: 3336 Russell Circle Plano TX 75023 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member, Treasurer Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Maintain financial records and maintain checking account

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/16/2018)
RR
Arizona
(6/20/2019)
RR
California
(4/25/2017)
RR
Colorado
(4/25/2017)
RR
Florida
(4/25/2017)
RR
Georgia
(4/25/2017)
RR
Illinois
(4/25/2017)
RR
Kansas
(4/25/2017)
RR
North Carolina
(1/2/2020)
RR
Oklahoma
(4/25/2017)
RR
Pennsylvania
(7/26/2018)
RR
Texas
(4/25/2017)
IAR
Texas
(4/25/2017)
RR
Washington
(4/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1988About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Mar 1997About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Brian Wayne Eckeberger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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