BE
Brian W. Eckeberger
KESTRA ADVISORY SERVICES
Plano, TX 75023
Some features on this profile are disabled
CRD#: 1843766
BE
Professional summary
Brian Wayne Eckeberger is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Plano, Texas and KESTRA INVESTMENT SERVICES, LLC located in Plano, Texas.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Brian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/16/2011: DBA ONLY - GENESIS FINANCIAL GROUP - PLANO TXBusiness Name: Genesis Financial Group Investment Related: Yes Address: 1400 Preston Road, Suite 335 Plano TX 75093 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Wealth Advisor Start Date: 4/18/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment related activities associated with the functions of Registered Representative and Investment Advisor Representative.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Soouthwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/24/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Investment Advisory ServicesBusiness Name: Whiffletree Neighborhood Association Investment Related: No Address: 3336 Russell Circle Plano TX 75023 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member, Treasurer Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Maintain financial records and maintain checking account
CRS (Client Relationship Summary) - RIA
Click below to view Brian Wayne Eckeberger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3336 Russell Circle, Plano, TX 75023RIA
CRD#: 283330
Plano, TX
Current
April 25, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3336 Russell Circle, Plano, TX 75023BD
CRD#: 42046
Plano, TX
Past
December 5, 2011 - May 4, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
PLANO, TX
Past
December 5, 2011 - May 4, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
PLANO, TX
Past
April 15, 2010 - December 6, 2011
SIGNAL SECURITIES, INC.
RIA
CRD#: 15916
PLANO, TX
Past
April 15, 2010 - December 6, 2011
SIGNAL SECURITIES, INC.
BD
CRD#: 15916
PLANO, TX
Past
January 15, 2004 - March 22, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
RICHARDSON, TX
Past
January 14, 2004 - March 22, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
RICHARDSON, TX
Past
September 7, 1999 - February 3, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ADDISON, TX
Past
September 7, 1999 - February 3, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 12, 1998 - August 24, 1999
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
September 2, 1988 - December 31, 1997
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/16/2018)
RR
Arizona(6/20/2019)
RR
California(4/25/2017)
RR
Colorado(4/25/2017)
RR
Florida(4/25/2017)
RR
Georgia(4/25/2017)
RR
Illinois(4/25/2017)
RR
Kansas(4/25/2017)
RR
North Carolina(1/2/2020)
RR
Oklahoma(4/25/2017)
RR
Pennsylvania(7/26/2018)
RR
Texas(4/25/2017)
IAR
Texas(4/25/2017)
RR
Washington(4/25/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
