Harold R. Lamar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Ralph Lamar, who also goes by Harold Ralph Lamarr Jr, Harold Ralph Lamarr, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1988. Harold had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 1997 - June 5, 1997
GILFORD SECURITIES INCORPORATED
January 18, 1996 - February 14, 1997
INVESTORS ASSOCIATES, INC.
December 5, 1995 - December 13, 1995
STATE CAPITAL MARKETS CORPORATION
April 20, 1995 - June 21, 1995
AXIOM CAPITAL MANAGEMENT, INC.
October 29, 1991 - February 6, 1995
LADENBURG THALMANN & CO. INC.
May 29, 1990 - July 23, 1990
JJC SECURITIES CO., INC.
October 20, 1989 - May 29, 1990
JSC SECURITIES, INC.
December 21, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
