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Frank C. Byrd

FIELDER CAPITAL GROUP LLC
Nashville, TN 37203
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CRD#: 1843285
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Professional summary


Frank Chearella Byrd III, CFP®, who also goes by Frank C Byrd III, Frank Byrd, is a registered financial advisor currently at FIELDER CAPITAL GROUP LLC located in Nashville, Tennessee.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Frank has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Frank C Byrd Iii | Frank Byrd

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Frank Chearella Byrd III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 1996

Experience


Current

June 10, 2015 - Present

FIELDER CAPITAL GROUP LLC

Office #1: 1222 Demonbreun Street Suite 1610, Nashville, TN 37203
RIA
CRD#: 156737
Nashville, TN
Past

April 20, 1999 - February 16, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

August 6, 1991 - December 24, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

July 13, 1988 - November 12, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

July 13, 1988 - November 12, 1991

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIELDER CAPITAL GROUP LLC
FIELDER CAPITAL GROUP LLC | FIELDER CAPITAL GROUP, LLC

CRD#: 156737 / SEC#: 801-110357

RIA
Registered Investment Advisory firm - (4/10/2017 Approved)
New York
Registered Investment Advisory firm - (5/15/2017 Terminated)
Texas
Registered Investment Advisory firm - (5/15/2017 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(4/9/2019)
IAR
Texas
(6/10/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/9/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


FC
FIELDER CAPITAL GROUP LLC
FIELDER CAPITAL GROUP LLC | FIELDER CAPITAL GROUP, LLC

CRD#: 156737 / SEC#: 801-110357

RIA
Registered Investment Advisory firm - (4/10/2017 Approved)
New York
Registered Investment Advisory firm - (5/15/2017 Terminated)
Texas
Registered Investment Advisory firm - (5/15/2017 Terminated)
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Contact information


Main Address
1222 Demonbreun Street Suite 1610, Nashville, TN 37203
Mailing Address
Phone number
(212) 918-4860
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (10 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIELDER CAPITAL GROUP LLC DISCLOSURE BROCHURE (7/2/2025)

Regulatory assets under management


Total Number of Accounts572
AUM (Assets Under Management)$ 1,063,292,971

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIELDER CAPITAL GROUP LLC

CRD#: 156737Nashville, TN 37203

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