Donald E. Marigliano
Professional summary
Donald Edward Marigliano JR, who also goes by Don Marigliano Jr, Donald Edward Marigliano, Donald Edward (jr) Marigliano, is a registered financial professional currently at NASDAQ EXECUTION SERVICES, LLC located in New York, New York.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1988. Donald has worked at 10 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Edward Marigliano JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2011 - Present
NASDAQ EXECUTION SERVICES, LLC
Office #1: 151 W 42nd Street, New York, NY 10036May 30, 2019 - June 25, 2021
EXECUTION ACCESS, LLC
April 25, 2011 - April 8, 2014
NASDAQ CAPITAL MARKETS ADVISORY LLC
September 1, 2009 - February 10, 2011
B. RILEY SECURITIES, INC.
April 7, 2008 - August 24, 2009
SHORELINE TRADING GROUP LLC
November 14, 2006 - March 18, 2008
LEHMAN BROTHERS INC.
July 20, 2005 - November 7, 2006
NEUBERGER BERMAN BD LLC
March 14, 2005 - August 3, 2005
GOLDMAN SACHS & CO. LLC
March 15, 1995 - March 15, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
June 21, 1988 - February 15, 1995
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/13/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NASDAQ EXECUTION SERVICES, LLC
CRD#: 7270 / SEC#: , 8-37329
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE NASDAQ STOCK MARKET, LLC | SOLE MEMBER | |
| CRANE, LINDA | PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER | 4374198 |
| HINTON-MILLER, BRENDA | CHIEF COMPLIANCE OFFICER | 3208241 |
| LAWN, DAVID EDWARD | CHIEF EXECUTIVE OFFICER | 3155025 |
| MARIGLIANO, DONALD EDWARD JR | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL | 1843181 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
