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MM

Michael C. Milne

OCALA CAPITAL
Ocala, FL 34470
Some features on this profile are disabled
CRD#: 1842992
MM

Professional summary

Michael Corbett Milne, who also goes by Mike Milne, is a registered financial advisor currently at OCALA CAPITAL, LLC located in Ocala, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mike Milne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA: OCALA CAPITAL, LLC;OCALA, FL 34470; EST. 12/2004; FINANCIAL SERVICES, OWNER, INSURANCE AGENT; SELL INSURANCE PRODUCTS FOR COMMISSIONS, 80% OF TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Corbett Milne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 19, 2015 - Present

OCALA CAPITAL, LLC

Office #1: 1396 Ne 20th Ave. Suite 600, Ocala, FL 34470
RIA
CRD#: 174846
Ocala, FL
Past

January 9, 2012 - August 21, 2015

KOVACK ADVISORS, INC.

RIA
CRD#: 140808
OCALA, FL
Past

November 10, 2011 - August 21, 2015

KOVACK SECURITIES INC.

BD
CRD#: 44848
OCALA, FL
Past

February 23, 2011 - November 8, 2011

BROKERSXPRESS LLC

BD
CRD#: 127081
OCALA, FL
Past

February 10, 2011 - November 8, 2011

BROKERSXPRESS LLC

RIA
CRD#: 127081
OCALA, FL
Past

August 12, 2009 - January 26, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
OCALA, FL
Past

December 15, 2006 - January 26, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
OCALA, FL
Past

January 2, 2006 - October 10, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
OCALA, FL
Past

October 7, 2004 - December 15, 2006

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
GAINESVILLE, FL
Past

September 30, 2004 - December 15, 2006

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
GAINESVILLE, FL
Past

July 10, 2000 - October 27, 2004

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
OCALA, FL
Past

July 10, 2000 - October 27, 2004

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

April 1, 1998 - June 26, 2000

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

February 3, 1995 - April 1, 1998

BARNETT INVESTMENTS, INC.

BD
CRD#: 14897
JACKSONVILLE, FL
Past

February 17, 1993 - February 3, 1995

DETWILER FENTON WEALTH MANAGEMENT INC

BD
CRD#: 16063
BOSTON, MA
Past

January 16, 1989 - June 30, 1993

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/19/2015)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/9/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/5/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/21/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/17/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/13/1989
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/26/2009
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/8/2000
General Securities Principal Examination

Current Firm

OC
OCALA CAPITAL, LLC
OCALA CAPITAL, LLC

CRD#: 174846 / SEC#:

Florida
Registered Investment Advisory firm - (8/19/2015 Approved)
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Contact information

Main Address
1396 Ne 20th Ave. Suite 600, Ocala, FL 34470
Mailing Address
Phone number
(352) 369-0014
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts173
AUM (Assets Under Management)$ 13,201,458

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCALA CAPITAL, LLC

CRD#: 174846Ocala, FL 34470

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