Judith A. Gerhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Ann Gerhart was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1988. Judith had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2020 - June 27, 2022
LEGACY FINANCIAL GROUP
October 31, 2005 - April 3, 2020
OSAIC SERVICES, INC.
October 31, 2005 - December 31, 2021
OSAIC SERVICES, INC.
June 11, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
January 8, 1992 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
January 29, 1991 - January 21, 1992
LFG SECURITIES, INC.
August 23, 1988 - January 3, 1991
FINANCIAL WEST INVESTMENT GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGACY FINANCIAL GROUP
CRD#: 115901 / SEC#: 801-113145
Contact information
Regulatory assets under management
| Total Number of Accounts | 43 |
| AUM (Assets Under Management) | $ 22,850,652 |
Red Flags
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