David J. Drucker

DRUCKER, DAVID J. DBA SUNSET FINANCIAL MANAGEMENT

ALBUQUERQUE, NM 87111

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CRD#: 1842655

Professional summary

David Jay Drucker is a registered financial advisor currently at DRUCKER, DAVID J. DBA SUNSET FINANCIAL MANAGEMENT located in Albuquerque, New Mexico.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) EDITOR, VIRTUAL OFFICE NEWS, WWW.VIRTUALOFFICENEW.COM 2) PRINCIPAL, PRACTICE MERGER CONSULTANTS, WWW.PRACTICEMERGERS.COM

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jay Drucker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2005 - Present

DRUCKER, DAVID J. DBA SUNSET FINANCIAL MANAGEMENT

Office #1: 8800 Northridge Dr., Ne, Albuquerque, NM 87111

RIA

CRD#: 107815

ALBUQUERQUE, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(1/18/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/1998

Uniform Investment Adviser Law Examination

Current Firm

DRUCKER, DAVID J. DBA SUNSET FINANCIAL MANAGEMENT

DRUCKER, DAVID J. DBA SUNSET FINANCIAL MANAGEMENT | SUNSET FINANCIAL MANAGEMENT, INC. | SUNSET FINANCIAL MANAGEMENT

CRD#: 107815 / SEC#: 801-54950

RIA

Registered Investment Advisory firm - (12/11/2001 Terminated)

New Mexico

Registered Investment Advisory firm - (8/13/1998 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Albuquerque, NM

Mailing Address

Phone number

(505) 453-5703

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 8,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Drucker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Jay Drucker's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRUCKER, DAVID J. DBA SUNSET FINANCIAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/1998

Current Firm

DRUCKER, DAVID J. DBA SUNSET FINANCIAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DRUCKER, DAVID J. DBA SUNSET FINANCIAL MANAGEMENT

TRUST BUT VERIFY

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