Henry P. Hamrock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry P Hamrock was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1988. Henry had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2022 - November 16, 2023
FRANKLIN DISTRIBUTORS, LLC
December 1, 2005 - July 11, 2006
FRANKLIN DISTRIBUTORS, LLC
January 1, 2005 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
May 27, 1988 - December 5, 1990
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/4/2022
General Securities Representative ExaminationCurrent Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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