Glenn A. Drake

APOLLON FINANCIAL

Crownsville, MD 21032

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CRD#: 1842598

Professional summary

Glenn Anthony Drake, CFP®, who also goes by Glenn A Drake, is a registered financial advisor currently at APOLLON FINANCIAL, LLC located in Crownsville, Maryland and LPL FINANCIAL LLC located in Crownsville, Maryland.

Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Glenn has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.

At a Glance

Min. Asset: $100K–$250K

Services Offered

Investment Planning

Retirement Income Management

Long-term Care

Retirement Planning

Estate Planning

Insurance Planning

Comprehensive Financial Planning

Aliases

Glenn A Drake

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Anthony Drake's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

August 26, 2025 - Present

APOLLON FINANCIAL, LLC

Office #1: 1321 Generals Highway, Suite 300, Crownsville, MD 21032

RIA

CRD#: 321217

Crownsville, MD

Current

June 25, 2020 - Present

LPL FINANCIAL LLC

Office #1: 1321 Generals Hwy Ste 300, Crownsville, MD 21032

RIA

CRD#: 6413

CROWNSVILLE, MD

Past

January 6, 2026 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

Crownsville, MD

Past

June 25, 2020 - November 24, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

Crownsville, MD

Past

April 23, 2010 - June 26, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

CROWNSVILLE, MD

Past

April 23, 2010 - June 26, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

CROWNSVILLE, MD

Past

January 1, 2008 - April 23, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ANNAPOLIS, MD

Past

January 1, 2008 - April 23, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ANNAPOLIS, MD

Past

July 2, 1998 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

ANNAPOLIS, MD

Past

June 25, 1990 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

ANNAPOLIS, MD

Past

May 22, 1989 - June 28, 1990

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 25, 1988 - May 22, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/11/2024)

Alaska
(2/22/2022)

Arizona
(6/25/2020)

Arkansas
(6/25/2020)

California
(6/25/2020)

Colorado
(6/25/2020)

Connecticut
(6/25/2020)

Delaware
(6/25/2020)

District of Columbia
(6/25/2020)

Florida
(6/25/2020)

Georgia
(6/25/2020)

Idaho
(6/25/2020)

Illinois
(6/29/2020)

Kansas
(6/25/2020)

Maine
(6/25/2020)

Maryland
(6/25/2020)

IAR

Maryland
(8/26/2025)

Massachusetts
(6/25/2020)

Michigan
(6/25/2020)

Minnesota
(6/25/2020)

New Hampshire
(7/9/2020)

New Jersey
(6/25/2020)

New York
(6/25/2020)

North Carolina
(6/25/2020)

Oregon
(6/25/2020)

Pennsylvania
(6/25/2020)

South Carolina
(6/25/2020)

Tennessee
(6/25/2020)

Texas
(6/25/2020)

Virginia
(6/25/2020)

West Virginia
(6/25/2020)

Wisconsin
(1/5/2022)

Wyoming
(6/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/24/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 3

Date: 10/24/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 11/16/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

APOLLON FINANCIAL, LLC

APOLLON FINANCIAL, LLC | FOXEN FINANCIAL AN AFFILIATE OF APOLLON FINANCIAL

CRD#: 321217 / SEC#: 801-125787

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON FINANCIAL ADV PART 2A DISCLOSURE BROCHURE (1/22/2026)

APOLLON FINANCIAL WRAP FEE BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	1,700
AUM (Assets Under Management)	$ 890,408,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Glenn A. Drake

Professional summary

At a Glance

Services Offered

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Anthony Drake's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

CITIGROUP GLOBAL MARKETS INC.

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

APOLLON FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/1998

Series 63

Date: 8/9/1988

SIE

Date: 10/1/2018

Series 31

Date: 2/24/2009

Series 3

Date: 10/24/1988

Series 7

Date: 8/20/1988

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 11/16/1998

FINRA

Current Firm

APOLLON FINANCIAL, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

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