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David Lester Musser

CFP®
CRD# 1842564·Registered 2002 - 2025
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Lester Musser, CFP® was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2002 - 2025. David had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2001

Years of Experience

24 years in the financial services industry

Current & Past Employments

Past

AVANTAX ADVISORY SERVICESPast·CRD# 104556
RIA
Kennesaw, GA
October 25, 2019 - June 24, 2025
AVANTAX INVESTMENT SERVICES, INC.Past·CRD# 13686
BD
Kennesaw, GA
October 25, 2019 - June 24, 2025
1ST GLOBAL ADVISORS INCPast·CRD# 111133
RIA
Kennesaw, GA
January 9, 2018 - October 25, 2019
1ST GLOBAL CAPITAL CORP.Past·CRD# 30349
BD
Kennesaw, GA
December 22, 2017 - October 25, 2019
1ST GLOBAL ADVISORS INCPast·CRD# 111133
RIA
Atlanta, GA
June 6, 2006 - December 31, 2015
1ST GLOBAL CAPITAL CORP.Past·CRD# 30349
BD
Atlanta, GA
June 6, 2006 - December 31, 2015
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Warner Robins, GA
December 16, 2004 - June 12, 2006
LPL FINANCIAL LLCPast·CRD# 6413
BD
Warner Robins, GA
December 16, 2004 - June 12, 2006
EQUITY SERVICES, INC.Past·CRD# 265
RIA
Portland, OR
August 26, 2002 - July 27, 2004
EQUITY SERVICES, INC.Past·CRD# 265
BD
Montpelier, VT
August 21, 2002 - July 27, 2004

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Current Firm

AA
AVANTAX ADVISORY SERVICES

1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES

CRD#: 104556 / SEC#: 801-29892

Contact Information

Main Address

3200 Olympus Blvd Suite 100, Dallas, TX 75019

Phone Number

(972) 870-6000

# of Employees

2,278

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory Assets Under Management

Total Number of Accounts

140,306

AUM (Assets Under Management)

$46,109,939,749

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/13/2024Cover PageReport
11/28/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JOSEPH F GUNTHER, III FAMILY IRREVOCABLE TRUST, NON-INVESTMENT RELATED, CHECK SIGNING, ATLANTA, GA, FIDUCIARY ROLE, CO TRUSTEE, IT IS AN ELECTING SMALL BUSINESS TRUST THAT HOLDS STOCK IN AN AUTOMOBILE DEALERSHIP FOR ESTATE PLANNING PURPOSES, 01/01/2012, 1 HR/MO, 0 HR/TRADE, CO-TRUSTEE, WITH CHECK SIGNING AUTHORITY HOWEVER, NO CHECKS HAVE BEEN WRITTEN TO DATE FROM THIS TRUST. 2) THE WORLEY DYNASTY TRUST POSITION: Co-Trustee NATURE: The Dynasty Trust is set up by a client, Robin Worley, to hold investments on behalf of his family. The trust is a complex trust, and pays taxes on its income, unless amounts are distributed to the beneficiairies. All income has remained inside of the trust since its inception in 2012. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/16/2012 ADDRESS: 784 Oak Grove Rd, Carrollton GA 30117, United States DESCRIPTION: As co-trustee, my duties have been only to give tax advice and have the annual income tax return prepared. The other co-trustee, makes all investment decisions. 3) JOSEPH F GUNTHER III FAMILY IRREVOCABLE TRUST POSITION: Co-Trustee NATURE: This trust only holds ownership in an S-Corporation, JCM, Inc., a Fl based company that is an auto dealership with Volkswagen, Mazda, Kia and Volvo brands. There are no brokerage accounts involved, just a bank account. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2012 ADDRESS: 1600 South State Rd 7, Ft Lauderdale FL 33317, United States DESCRIPTION: I only provide tax planning services and prepare the tax returns. 4) NICHOLS, CAULEY FINANCIAL SERVICES, LLC POSITION: Broker NATURE: NCFS, is affiliated with Nichols, Cauley & Associates, LLC which is a CPA firm. NCFS, is used as the entity for Avantax Services, brokerage and insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2010 ADDRESS: 1825 Barrett Lakes Blvd, Suite 200, Kennesaw GA 30144, United States DESCRIPTION: I am a licensed broker with a Series 7 and 66 license.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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