William R. Buikema
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Ralph Buikema Jr, who also goes by Bill Buikema, William Buikema, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1988. William had worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2017 - March 3, 2022
EAGLE STRATEGIES LLC
July 21, 2017 - March 3, 2022
NYLIFE SECURITIES LLC
March 25, 2017 - July 5, 2017
MML INVESTORS SERVICES, LLC
March 25, 2017 - July 5, 2017
MML INVESTORS SERVICES, LLC
March 28, 2001 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 24, 1989 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 24, 1989 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
June 21, 1988 - April 18, 1989
BLUNT ELLIS & LOEWI INCORPORATED
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
