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William Joseph Supple

BOSTON PARTNERS SECURITIES, L.L.C.
BOSTON, MA
·CRD# 1842014·38 years experience

Professional Summary

William Joseph Supple, who also goes by William Supple, is a registered financial advisor currently at BOSTON PARTNERS SECURITIES, L.L.C. located in Boston, Massachusetts. William is registered as a RR (Registered Representative) and started their career in finance in 1989. William has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 24 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William Supple

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

BOSTON PARTNERS SECURITIES, L.L.C.·CRD# 2998
BD
One Beacon Street 30th Floor, Boston, MA 02108
July 2, 2003 - Present
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
New York, NY
September 26, 2001 - April 17, 2002
ROBERTSON STEPHENS, INC.·CRD# 41271
BD
San Francisco, CA
February 13, 1997 - November 10, 1999
BANCBOSTON SECURITIES INC.·CRD# 23327
BD
December 21, 1989 - June 19, 1990

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Current Firm

BP
BOSTON PARTNERS SECURITIES, L.L.C.

BOSTON PARTNERS SECURITIES, L.L.C. | WEISS, PECK & GREER, L.L.C. | WEISS, PECK & GREER INVESTMENTS | WEISS PECK & GREER LLC | WEISS PECK & GREER | ROBECO USA, L.L.C. | ROBECO USA BROKERAGE SERVICES | ROBECO SECURITIES, L.L.C. | ROBECO INVESTMENT MANAGEMENT

CRD#: 2998 / SEC#: 8-15648
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Beacon Street- 30th Floor, Boston, MA 02108

Mailing Address

One Beacon Street- 30th Floor, Boston, MA 02108

Phone Number

(617) 832-8200

Established

Delaware since 05/21/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BOSTON PARTNERSOWNER124982
BOSTON PARTNERSMANAGING MEMBER124982
BUTTERLY, WILLIAM GEORGECHIEF LEGAL OFFICER2357915
HEATHWOOD, PAUL DESMONDCHIEF EXECUTIVE OFFICER4123255
KIMBALL, MICHAEL THOMASCHIEF FINANCIAL OFFICER FINOP5590417
REID, JASON LEECHIEF COMPLIANCE OFFICER3178685

Disclosures

Regulatory Event

7

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/9/2003)
RR
Alaska
(7/9/2003)
RR
Arizona
(7/9/2003)
RR
Arkansas
(7/9/2003)
RR
California
(7/9/2003)
RR
Colorado
(7/9/2003)
RR
Connecticut
(7/9/2003)
RR
Delaware
(7/9/2003)
RR
District of Columbia
(7/9/2003)
RR
Florida
(7/9/2003)
RR
Georgia
(7/9/2003)
RR
Hawaii
(7/9/2003)
RR
Idaho
(7/9/2003)
RR
Illinois
(7/9/2003)
RR
Indiana
(7/9/2003)
RR
Iowa
(7/9/2003)
RR
Kansas
(7/9/2003)
RR
Kentucky
(7/9/2003)
RR
Louisiana
(7/9/2003)
RR
Maine
(7/9/2003)
RR
Maryland
(7/9/2003)
RR
Massachusetts
(7/2/2003)
RR
Michigan
(7/9/2003)
RR
Minnesota
(7/9/2003)
RR
Mississippi
(7/9/2003)
RR
Missouri
(7/9/2003)
RR
Montana
(7/9/2003)
RR
Nebraska
(7/9/2003)
RR
Nevada
(7/9/2003)
RR
New Hampshire
(7/9/2003)
RR
New Jersey
(7/9/2003)
RR
New Mexico
(7/9/2003)
RR
New York
(7/2/2003)
RR
North Carolina
(7/9/2003)
RR
North Dakota
(7/9/2003)
RR
Ohio
(7/9/2003)
RR
Oklahoma
(7/9/2003)
RR
Oregon
(7/9/2003)
RR
Pennsylvania
(7/9/2003)
RR
Puerto Rico
(11/19/2019)
RR
Rhode Island
(7/9/2003)
RR
South Carolina
(7/9/2003)
RR
South Dakota
(7/9/2003)
RR
Texas
(7/10/2003)
RR
Utah
(7/9/2003)
RR
Vermont
(7/9/2003)
RR
Virginia
(7/9/2003)
RR
Washington
(7/9/2003)
RR
West Virginia
(7/9/2003)
RR
Wisconsin
(7/9/2003)
RR
Wyoming
(7/9/2003)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1988About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed May 1988About the Series 52 exam

Series 24 — General Securities Principal Examination

Passed Nov 1996About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 1992About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Joseph Supple's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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