Michael T. Corrao

Some features on this profile are disabled

CRD#: 1841775

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Timothy Corrao was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 14, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 5, 2023 - May 9, 2025

RFQ-HUB AMERICAS LLC

CRD#: 323377

New York, NY

Past

April 13, 2021 - June 27, 2025

VIRTU AMERICAS LLC

CRD#: 149823

Short Hills, NJ

Past

April 20, 2015 - July 9, 2020

OTC LINK LLC

CRD#: 153944

New York, NY

Past

July 2, 2012 - February 5, 2014

VIRTU AMERICAS LLC

CRD#: 149823

JERSEY CITY, NJ

Past

May 5, 2004 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

February 16, 1996 - May 5, 2004

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

August 6, 1990 - April 10, 1998

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

April 16, 1990 - August 3, 1990

TD AMERITRADE, INC.

CRD#: 7870

Past

November 8, 1988 - March 26, 1990

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

September 22, 1988 - August 3, 1990

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 11/23/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/13/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 14

Date: 1/20/2009

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 6/11/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 5/13/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

RFQ-HUB AMERICAS LLC

CRD#: 323377 / SEC#: , 8-70991

Pending Withdrawal by SEC on 05/13/2025

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 04/13/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
STEINFELD, RON EDWARD	CHIEF COMPLIANCE OFFICER	5747522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael T. Corrao

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VIRTU AMERICAS LLC

OTC LINK LLC

VIRTU AMERICAS LLC

KNIGHT CAPITAL AMERICAS, L.P.

UBS CAPITAL MARKETS L.P.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/23/1988

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 1/13/2000

Series 7

Date: 8/20/1988

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 14

Date: 1/20/2009

Series 24

Date: 6/11/1998

Series 8

Date: 5/13/1991

Current Firm

RFQ-HUB AMERICAS LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

RFQ-HUB AMERICAS LLC

TRUST BUT VERIFY

Similar Advisors