JK
Jay S. Kramer
MADISON AVENUE SECURITIES
Delray Beach, FL
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CRD#: 1841766
JK
Professional summary
Jay Scott Kramer is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Delray Beach, Florida.
Jay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Jay has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 99 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME:JS Financial; INV RELATED:Yes; ADDRESS:1515 N Federal Highway STE #300 Boca Raton, FL 33432; NATURE:Investment Related; POSITION:Branch Registered Representative; START DATE: 12/28/2018; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES:Respond to client requests, process trades and service requests. 2.NAME:Notary Public; INV RELATED:No; ADDRESS:1515 N Federal HWY STE# 300 Boca Raton, FL 33432; NATURE:Notarize Signatures; POSITION:Notary Public; START DATE:12/28/2018; HOURS/MONTH:4; TRADING HOURS/MONTH:4; DUTIES:Notarize Signatures As Needed 3.NAME: FL 215 Health Life & Annuity (JS Financial); INV RELATED:No; ADDRESS:1515 N Federal Hwy, Boca Raton, FL 33432; NATURE:Licensed to be able to service needs of clients; POSITION: Branch Registered Representative; START DATE:12/28/2018; HOURS/MONTH:20; TRADING HOURS/MONTH:20; DUTIES:Licensed to be able to service needs of clients 4.NAME: ADVISORS EXCEL; INV RELATED: YES; ADDRESS: 2950 SW McCLURE ROAD, TOPEKA, KS 66614; NATURE: INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; POSITION: INSURANCE AGENT; START DATE: 10/21/2019; HOURS/MONTH: 40; TRADING HOURS/MONTH: 40; DUTIES: INSURANCE SALES 3.NAME: JSK WEALTH INC; INV RELATED:YES; ADDRESS:1515 N Federal Hwy, Boca Raton, FL 33432; NATURE:INSURANCE RELATED TRANSACTIONS; POSITION:AGENT/OWNER; START DATE:08/2021; HOURS/MONTH:5; TRADING HOURS/MONTH:5; DUTIES: INSURANCE SALES
CRS (Client Relationship Summary) - RIA
Click below to view Jay Scott Kramer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jay Scott Kramer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 26, 2018 - Present
MADISON AVENUE SECURITIES, LLC
RIA
BD
CRD#: 23224
Delray Beach, FL
Current
December 20, 2018 - Present
MADISON AVENUE SECURITIES, LLC
RIA
BD
CRD#: 23224
Delray Beach, FL
Past
December 21, 2018 - December 21, 2018
MADISON AVENUE SECURITIES, LLC
RIA
CRD#: 23224
SAN DIEGO, CA
Past
July 18, 2018 - December 18, 2018
WOODSTOCK WEALTH MANAGEMENT, INC.
RIA
CRD#: 283472
Boca Raton, FL
Past
August 29, 2017 - November 9, 2018
WOODSTOCK FINANCIAL GROUP, INC.
RIA
CRD#: 38095
Palm Beach Gardens, FL
Past
April 18, 2017 - December 18, 2018
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
Palm Beach Gardens, FL
Past
August 15, 2012 - November 7, 2014
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/14/2021)
RR
Connecticut(12/21/2018)
RR
Florida(12/20/2018)
IAR
Florida(12/26/2018)
RR
Georgia(12/21/2018)
RR
Illinois(12/21/2018)
RR
Massachusetts(12/21/2018)
RR
Michigan(12/21/2018)
RR
New Jersey(12/21/2018)
RR
New Mexico(8/16/2021)
RR
New York(12/21/2018)
RR
North Carolina(12/21/2018)
RR
Pennsylvania(12/21/2018)
RR
South Dakota(2/6/2024)
RR
Tennessee(6/18/2025)
RR
Texas(12/21/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
