Craig J. Bonney

LPL ENTERPRISE

PLANTATION, FL 33324

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CRD#: 1841408

Professional summary

Craig James Bonney, who also goes by Graig James Bonney, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Plantation, Florida.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Craig has worked at 20 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Graig James Bonney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig James Bonney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Craig James Bonney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 8201 Peters Road 1000 #91, Plantation, FL 33324

RIA

CRD#: 8733

PLANTATION, FL

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 8201 Peters Road 1000 #91, Plantation, FL 33324

RIA

CRD#: 8733

PLANTATION, FL

Past

March 8, 2022 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Plantation, FL

Past

March 7, 2022 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Plantation, FL

Past

November 15, 2012 - March 9, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

PLANTATION, FL

Past

November 6, 2012 - March 9, 2022

LPL FINANCIAL LLC

CRD#: 6413

PLANTATION, FL

Past

December 15, 2009 - October 26, 2012

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

FORT LAUDERDALE, FL

Past

December 14, 2009 - October 26, 2012

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

FORT LAUDERDALE, FL

Past

May 29, 2007 - December 17, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

FT LAUDERDALE, FL

Past

May 29, 2007 - December 17, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

FT LAUDERDALE, FL

Past

October 19, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

PLANTATION, FL

Past

July 16, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

PLANTATION, FL

Past

December 15, 2003 - May 13, 2004

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

July 2, 2003 - December 11, 2003

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

October 15, 2001 - June 11, 2003

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

May 9, 2001 - October 23, 2001

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

February 28, 2000 - May 3, 2001

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

April 29, 1999 - February 16, 2000

DP ASSET MANAGEMENT, INC.

CRD#: 42737

ORLANDO, FL

Past

March 18, 1999 - April 9, 1999

DP ASSET MANAGEMENT, INC.

CRD#: 42737

Past

March 27, 1997 - March 15, 1999

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

February 13, 1996 - March 27, 1997

FIRST COLONIAL SECURITIES

CRD#: 25121

BOCA RATON, FL

Past

July 31, 1995 - December 6, 1995

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

Past

May 25, 1994 - August 3, 1995

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

August 30, 1991 - March 5, 1992

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

CRD#: 13066

Past

May 3, 1991 - February 23, 1994

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

July 23, 1990 - April 30, 1991

SHEEN FINANCIAL RESOURCES, INC.

CRD#: 22498

Past

June 22, 1988 - May 1, 1989

H.J. MEYERS & CO., INC.

CRD#: 15609

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/15/2024)

IAR

Florida
(11/18/2024)

Georgia
(11/14/2024)

North Carolina
(7/3/2025)

Pennsylvania
(11/14/2024)

IAR

Pennsylvania
(11/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2004

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/16/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/25/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/21/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig J. Bonney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig James Bonney's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Craig James Bonney's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

ESSEX NATIONAL SECURITIES, LLC

HORNOR, TOWNSEND & KENT, LLC

E*TRADE SECURITIES LLC

WACHOVIA SECURITIES, INC.

BNY MELLON SECURITIES CORPORATION

DP ASSET MANAGEMENT, INC.

DP ASSET MANAGEMENT, INC.

WALNUT STREET SECURITIES, INC.

FIRST COLONIAL SECURITIES

NORTHEAST SECURITIES, LLC

VESTAX SECURITIES CORPORATION

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

SHEEN FINANCIAL RESOURCES, INC.

H.J. MEYERS & CO., INC.

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2004

Series 65

Date: 10/16/2000

Series 63

Date: 10/25/1988

SIE

Date: 10/1/2018

Series 7

Date: 6/18/1988

Series 24

Date: 7/21/1997

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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