Donald W. Mattersdorff

D. MATTERSDORFF LLC

Lake Oswego, OR 97034

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CRD#: 1841343

Professional summary

Donald Ward Mattersdorff is a registered financial advisor currently at D. MATTERSDORFF LLC located in Lake Oswego, Oregon.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Donald has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Donald Mattersdorff is a trustee of a family trust in which he and his brother are the trustors and the ultimate beneficiaries. Mr. Mattersdorff also acts as trustee for his mother's trust fund, for which she is the trustor and principal beneficiary. Bates Group, non-investment related, 5005 SW Meadows Rd., Lake Oswego, OR 97035, type of business: expert witness consulting firm, title: expert consultant, start date: January 2020, time spent: up to 3 hours per month, up to 3 hours per month during securities hours, duties: provide expert testimony to lawyers regarding securities litigation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ward Mattersdorff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 1999 - Present

D. MATTERSDORFF LLC

Office #1: 393 N. State Street, Lake Oswego, OR 97034

RIA

CRD#: 134150

Lake Oswego, OR

Past

October 12, 1994 - September 11, 1996

GT GLOBAL, INC.

CRD#: 19587

SAN FRANCISCO, CA

Past

September 23, 1988 - July 14, 1993

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/4/1999)

IAR

Oregon
(5/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/22/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

D. MATTERSDORFF LLC

D. MATTERSDORFF LLC | MATTERSDORFF ADVISORS, LLC

CRD#: 134150 / SEC#:

California

Registered Investment Advisory firm - (2/4/1999 Approved)

Oregon

Registered Investment Advisory firm - (3/5/2012 Approved)

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Contact information

Main Address

393 N. State Street, Lake Oswego, OR 97034

Mailing Address

Phone number

(510) 842-6060

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 49,827,177

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald W. Mattersdorff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ward Mattersdorff's CRS (Customer Relationship Summary).

Certified licenses

Experience

D. MATTERSDORFF LLC

GT GLOBAL, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/1999

Series 63

Date: 9/9/1988

Series 6

Date: 9/22/1988

Current Firm

D. MATTERSDORFF LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

D. MATTERSDORFF LLC

TRUST BUT VERIFY

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