William F. Grove

GROVE INVESTMENTS

St. Simons Island, GA 31522

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CRD#: 1841336

Professional summary

William Franklin Grove, who also goes by Bill Grove, is a registered financial advisor currently at GROVE INVESTMENTS, INC. located in St. Simons Island, Georgia.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. William has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Grove

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Franklin Grove's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2011 - Present

GROVE INVESTMENTS, INC.

Office #1: 213 Marina Drive, St. Simons Island, GA 31522

RIA

CRD#: 112636

St. Simons Island, GA

Past

January 18, 1991 - March 23, 1992

KEVIN HART KORNFIELD & COMPANY, INC.

CRD#: 20787

Past

May 1, 1989 - January 25, 1991

W.H. NEWBOLD'S SON & CO., INC.

CRD#: 7575

Past

August 25, 1988 - May 1, 1989

HOPPER SOLIDAY & CO., INC.

CRD#: 409

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/25/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Current Firm

GROVE INVESTMENTS, INC.

GROVE INVESTMENTS | GROVE WILLIAM FRANKLIN | GROVE INVESTMENTS, INC.

CRD#: 112636 / SEC#: 801-40818

RIA

Registered Investment Advisory firm - (9/26/2012 Terminated)

Georgia

Registered Investment Advisory firm - (2/1/2011 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/25/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

213 Marina Drive, St. Simons Island, GA 31522

Mailing Address

Phone number

(912) 634-6131

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 41,640,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William F. Grove

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Franklin Grove's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROVE INVESTMENTS, INC.

KEVIN HART KORNFIELD & COMPANY, INC.

W.H. NEWBOLD'S SON & CO., INC.

HOPPER SOLIDAY & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/1997

Series 63

Date: 10/18/1988

Series 7

Date: 8/20/1988

Current Firm

GROVE INVESTMENTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GROVE INVESTMENTS, INC.

TRUST BUT VERIFY

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