Michael J. Mccay

OSAIC WEALTH

Lodi, CA 95240

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CRD#: 1841180

Professional summary

Michael John Mccay is a registered financial advisor currently at OSAIC WEALTH, INC. located in Lodi, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MCCAY CELLARS. POSITION: Owner. NATURE: Winery/Farming wine grapes. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2014 ADDRESS: 21994 N Brunella Rd, Acampo CA 95220 DECRIPTION: Make wine, run and make all decisions in winery-farming. INSURANCE AGENT. POSITION: Insurance Agent. NATURE: Sales of fixed insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 10/14/2014 ADDRESS: 4 N Hutchins St, Lodi CA 95240 DESCRIPTION: Sales and service. BECKMAN INVESTMENT SECURITITES. POSITION: Owner. NATURE: Insurance services. INVESTMENT RELATED: YES NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 03/31/2015 ADDRESS: 433 W Pine St, Lodi CA 95240 DESCRIPTION: Insurance services. MCCAY CELLARS, LLC POSITION: owner of property NATURE: VRBO INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2018 ADDRESS: 429 W Pine St, Lodi CA 95240, United States DESCRIPTION: manage property MCCAY CELLARS, LLC POSITION: Owner NATURE: Winery INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 4 N Huthcins St, Lodi CA 95240, United States DESCRIPTION: Owner/Winemaker

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Mccay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael John Mccay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 433 W Pine St, Lodi, CA 95240

RIA

CRD#: 23131

Lodi, CA

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 433 W Pine St, Lodi, CA 95240

RIA

CRD#: 23131

Lodi, CA

Past

March 1, 2019 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

LODI, CA

Past

March 1, 2019 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

LODI, CA

Past

October 15, 2014 - March 1, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

LODI, CA

Past

October 14, 2014 - March 1, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

LODI, CA

Past

November 11, 2010 - October 14, 2014

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

LODI, CA

Past

August 17, 2009 - October 14, 2014

STONEX SECURITIES INC.

CRD#: 18456

LODI, CA

Past

April 23, 2008 - October 30, 2009

EMMETT A LARKIN COMPANY, INC.

RIA

CRD#: 6625

LODI, CA

Past

May 24, 1990 - August 17, 2009

EMMETT A LARKIN COMPANY, INC.

CRD#: 6625

LODI, CA

Past

August 23, 1988 - May 24, 1990

BECKMAN & CO., INC.

CRD#: 80

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/19/2024)

California
(1/19/2024)

IAR

California
(1/19/2024)

Colorado
(1/19/2024)

Georgia
(1/19/2024)

Idaho
(1/19/2024)

IAR

Idaho
(1/19/2024)

Nevada
(1/19/2024)

New York
(1/19/2024)

North Carolina
(1/19/2024)

Oregon
(1/19/2024)

Texas
(1/19/2024)

Utah
(1/19/2024)

Virginia
(1/19/2024)

Washington
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/18/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Mccay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Mccay's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael John Mccay's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

INTL ADVISORY CONSULTANTS INC.

STONEX SECURITIES INC.

EMMETT A LARKIN COMPANY, INC.

EMMETT A LARKIN COMPANY, INC.

BECKMAN & CO., INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/18/2001

Series 63

Date: 1/11/1993

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1988

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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