Joseph F. Demendi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Francis Demendi, who also goes by Joe Demendi, Joseph Francis Demendi, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1988. Joseph had worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2012 - November 2, 2012
CROSSROADS ADVISORY GROUP
December 9, 2011 - April 27, 2012
POLAR INVESTMENT COUNSEL, INC.
December 8, 2011 - April 27, 2012
POLAR INVESTMENT COUNSEL, INC.
September 17, 2007 - August 16, 2011
SUMMIT FINANCIAL GROUP INC
December 13, 2002 - August 16, 2011
SUMMIT BROKERAGE SERVICES, INC.
February 6, 1998 - December 14, 2002
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 12, 1997 - January 30, 1998
ALLSTATE FINANCIAL SERVICES, LLC
December 23, 1994 - April 25, 1997
PNC BROKERAGE CORP
February 5, 1992 - December 23, 1994
PNC CAPITAL MARKETS LLC
August 23, 1988 - August 15, 1990
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CROSSROADS ADVISORY GROUP
CRD#: 148021 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
