Donna M. Dimaggio
Professional summary
Donna Marlene Dimaggio was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donna is a previously registered financial advisor and started their career in finance in 1988. Prior to being barred, Donna had worked at 18 firms, which includes SUMMIT FINANCIAL GROUP INC, INVESTMENT ADVISORS CORP, SUMMIT BROKERAGE SERVICES INC., BROKER DEALER FINANCIAL SERVICES CORP., MUTUAL SERVICE CORPORATION, OSAIC SERVICES INC., UVEST FINANCIAL SERVICES GROUP INC., ALLSTATE FINANCIAL SERVICES LLC, FORESTERS EQUITY SERVICES INC., NATIONWIDE INVESTMENT SERVICES CORPORATION, INTERNATIONAL ASSETS ADVISORY LLC, INDEPENDENT FINANCIAL SECURITIES INC., THE ADVISORS GROUP INC., MASON SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., RELIASTAR FINANCIAL MARKETING CORP., OSAIC FS INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
May 20, 2008 - July 29, 2009
SUMMIT FINANCIAL GROUP INC
May 14, 2008 - May 16, 2008
INVESTMENT ADVISORS CORP
May 14, 2008 - July 29, 2009
SUMMIT BROKERAGE SERVICES, INC.
May 9, 2008 - May 16, 2008
BROKER DEALER FINANCIAL SERVICES CORP.
July 21, 2006 - May 13, 2008
MUTUAL SERVICE CORPORATION
June 30, 2006 - May 13, 2008
MUTUAL SERVICE CORPORATION
April 6, 2006 - July 10, 2006
OSAIC SERVICES, INC.
March 10, 2006 - March 14, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
March 9, 2006 - March 14, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
May 11, 2004 - January 13, 2006
ALLSTATE FINANCIAL SERVICES, LLC
July 10, 2003 - August 15, 2003
FORESTERS EQUITY SERVICES, INC.
June 19, 2001 - April 4, 2003
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 18, 2001 - June 18, 2001
INTERNATIONAL ASSETS ADVISORY, LLC
January 13, 2000 - May 15, 2001
INTERNATIONAL ASSETS ADVISORY, LLC
January 27, 1993 - April 6, 1993
INDEPENDENT FINANCIAL SECURITIES, INC.
August 26, 1992 - January 21, 1993
THE ADVISORS GROUP, INC.
April 22, 1991 - August 26, 1992
MASON SECURITIES, INC.
August 21, 1990 - May 10, 1991
METROPOLITAN LIFE INSURANCE COMPANY
August 21, 1990 - May 10, 1991
MSI FINANCIAL SERVICES, INC.
June 5, 1989 - April 26, 1990
RELIASTAR FINANCIAL MARKETING CORP.
September 1, 1988 - May 8, 1989
OSAIC FS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
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