Stephen J. Agrista

BROOKSTONE WEALTH ADVISORS

Wanamassa, NJ 07712

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CRD#: 1840

Professional summary

Stephen Joseph Agrista is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Wanamassa, New Jersey.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Stephen has worked at 13 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SJA HORSE EXHIBITORS, NON INVESTMENT RELATED, 122 EAST STATE STREET, DOYLESTOWN, PA 18901, OWNER, 06/1995, 2 HOURS/MONTH, 0 HOURS DURING TRADING HOURS, OVERALL MANAGEMENT DUTIES. 2)COMPREHENSIVE FINANCIAL CONSULTANTS; 3201 SUNSET AVE WANAMASSA NJ 07712; INSURANCE; AGENT; START DATE: 1973, 100% OWNERSHIP, TIME SPENT DURING NORMAL BUSINESS HOURS - 75%; SELLS TRADITIONAL LIFE INSURANCE, FIXED AND EQUITY INDEXED ANNUITIES.. 3) STEPHEN AGRISTA , RFC - LICENSED AGENT - ADVISE AND SALE OF LIFE, HEALTH, AND DISABILITY INSURANCE, FIXED AND EQUITY INDEXED ANNUITIES; TIME SPENT DURING NORMAL BUSINESS HOURS - 75%. 4) EAGLE MGMT CO LLC - 3201 SUNSET AVE WANANASSA NJ, PRESIDENT, MANAGEMENT OF PERSONAL HOLDINGS AND ACTIVITIES UNRELATED TO COMPREHENSIVE FINANCIAL CONSULTANTS OR ANY OTHER LISTED OBA. ITS A PROPERTY MANAGEMENT/PERSONAL MANAGEMENT ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Agrista's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2022 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 3201 Sunset Ave., Wanamassa, NJ 07712

RIA

CRD#: 137658

Wanamassa, NJ

Past

December 21, 2018 - March 31, 2020

VANDERBILT ADVISORY SERVICES

RIA

CRD#: 116537

Doylestown, PA

Past

December 20, 2018 - March 31, 2020

VANDERBILT SECURITIES, LLC

CRD#: 5953

Wanamassa, NJ

Past

January 27, 2017 - November 10, 2017

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

RIA

CRD#: 162143

Ocean Township, NJ

Past

October 22, 2012 - December 31, 2016

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

CINCINNATI, OH

Past

October 22, 2012 - December 31, 2016

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

WANAMASSA, NJ

Past

July 20, 2004 - October 24, 2012

NPA ASSET MANAGEMENT, LLC

RIA

CRD#: 131534

WANAMAAZ, NJ

Past

June 2, 2004 - October 22, 2012

NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029

WANAMASSA, NJ

Past

June 19, 2002 - October 22, 2012

COMPREHENSIVE FINANCIAL CONSULTANTS, INC.

RIA

CRD#: 120560

OCEAN, NJ

Past

June 18, 1989 - June 1, 2004

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

July 1, 1987 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

December 5, 1979 - July 8, 1987

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

November 2, 1973 - November 27, 1979

NYLIFE SECURITIES LLC

CRD#: 5167

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/31/2022)

IAR

Pennsylvania
(1/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 10/29/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2022

General Securities Principal Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Stephen J. Agrista

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Agrista's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANDERBILT ADVISORY SERVICES

VANDERBILT SECURITIES, LLC

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

NPA ASSET MANAGEMENT, LLC

NATIONWIDE PLANNING ASSOCIATES INC.

COMPREHENSIVE FINANCIAL CONSULTANTS, INC.

SUNAMERICA SECURITIES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/1998

Series 63

Date: 7/7/1988

Series 7TO

Date: 12/22/2022

SIE

Date: 12/31/2016

Series 1

Date: 10/29/1973

Series 24

Date: 12/22/2022

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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