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Christian John Randle

CRD# 1839950·Registered 1988 - 2001
Previously Registered: Being a previously registered professional could mean that Christian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christian John Randle, who also goes by Chris Randle, was a registered financial advisor. Christian was a previously registered financial professional and started their career in finance 1988 - 2001. Christian had worked at 7 firms and has passed the Series 63, Series 55, Series 7, Series 62 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Randle

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

PETERS SECURITIES CO., LP·CRD# 15970
BD
Chicago, IL
December 5, 1997 - January 16, 2001
SHAMROCK PARTNERS, LTD·CRD# 23955
BD
Media, PA
January 22, 1996 - May 5, 1997
THE THIRD MARKET CORP.·CRD# 30181
BD
Chicago, IL
April 4, 1994 - January 15, 1995
PRIMEX·CRD# 29394
BD
New York, NY
January 24, 1992 - April 28, 1992
REPUBLIC SECURITIES, INC.·CRD# 15043
BD
August 22, 1990 - February 21, 1992
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
August 16, 1989 - December 5, 1989
PROFILE INVESTMENTS CORPORATION·CRD# 16478
BD
July 13, 1988 - February 17, 1989

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Current Firm

PS
PETERS SECURITIES CO., LP

PETERS SECURITIES CO | PETERS SECURITIES CO., LP | PETERS SECURITIES CO. L.P. | PETERS SECURITIES CO.

CRD#: 15970 / SEC#: 8-33004
BD
Terminated by SEC on 08/13/2004

Contact Information

Established

Illinois since 10/01/1984

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PETERS, REUBEN DONNELLEYMANAGING PARTNER1329222
HELMS, STEVEN STEWARTGENERAL PARTNER2202766
ROSMAN, CHRISTOPHER THOMASGENERAL PARTNER2026359
SOBOLEWSKI, JOHN WALTERLIMITED PARTNER1327410

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1988About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 1999

Series 7 — General Securities Representative Examination

Passed Mar 1994About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jul 1988

Series 24 — General Securities Principal Examination

Passed Mar 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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