Bradley S. Coustan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Scott Coustan, CIMA®, who also goes by Brad Coustan, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1998. Bradley had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2010 - July 8, 2015
STIRA CAPITAL MARKETS GROUP, LLC
November 4, 2008 - July 1, 2010
FS INVESTMENT SOLUTIONS, LLC
September 17, 2007 - October 17, 2008
LOCORR DISTRIBUTORS, LLC
May 4, 2001 - August 17, 2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC
March 5, 1998 - February 3, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STIRA CAPITAL MARKETS GROUP, LLC
CRD#: 141277 / SEC#: , 8-67373
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
