Richard P. Salerno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Paul Salerno was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1988. Richard had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 53 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2016 - February 24, 2020
NORTHCOAST ASSET MANAGEMENT LLC
May 28, 2004 - February 24, 2020
KOVITZ SECURITIES, LLC
November 12, 2003 - December 31, 2015
KOVITZ INVESTMENT GROUP, LLC
May 19, 1998 - October 1, 2004
ROTHSCHILD INVESTMENT LLC
September 6, 1996 - April 21, 1998
HOWE BARNES HOEFER & ARNETT, INC.
July 15, 1994 - July 31, 1996
GRUNTAL & CO., L.L.C.
July 31, 1990 - June 14, 1994
M B VICK & COMPANY
June 21, 1988 - June 15, 1990
COLUMBIAN SECURITIES, INC.
Primary Firm SEC Registration
NORTHCOAST ASSET MANAGEMENT LLC
CRD#: 282241 / SEC#: 801-107054
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHCOAST ASSET MANAGEMENT LLC
CRD#: 282241 / SEC#: 801-107054
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,122 |
| AUM (Assets Under Management) | $ 4,967,977,227 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 08/15/2024 | ||
| 07/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
