George E. Gotch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Edward Gotch was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1988. George had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2013 - December 31, 2016
SAPERSTON ASSET MANAGEMENT, INC.
November 13, 2012 - December 31, 2016
SAPERSTON ASSET MANAGEMENT, INC.
October 2, 1997 - October 12, 2012
LASALLE ST SECURITIES, L.L.C.
September 18, 1995 - October 16, 1997
SAPERSTON FINANCIAL INC.
December 16, 1993 - September 18, 1995
TAJ GLOBAL EQUITIES, INC.
February 21, 1992 - December 23, 1993
J. GREGORY & COMPANY, INC.
July 16, 1991 - August 16, 1991
J. GREGORY & COMPANY, INC.
April 9, 1991 - February 20, 1992
BARRON CHASE SECURITIES, INC.
November 27, 1990 - April 4, 1991
CHATFIELD DEAN & CO., INC.
April 3, 1990 - December 4, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 11, 1990 - April 4, 1990
WELLSHIRE SECURITIES, INC.
August 22, 1988 - January 17, 1990
KOBER FINANCIAL CORP.
June 22, 1988 - September 15, 1988
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAPERSTON ASSET MANAGEMENT, INC.
CRD#: 44379 / SEC#: 801-55180, 8-50658
Contact information
Direct owners and executive officers
Red Flags
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