VT

Vinh Q. Tran

KYUR
Irvine, CA
Some features on this profile are disabled
CRD#: 1839412
VT

Professional summary


Vinh Quang Tran is a registered financial advisor currently at KYUR, INC. located in Irvine, California.

Vinh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Vinh has worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Vinh Quang Tran's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 2, 2016 - Present

KYUR, INC.

RIA
CRD#: 284721
Irvine, CA
Past

November 13, 1990 - March 4, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

November 25, 1988 - March 13, 1989

AETNA FINANCIAL SERVICES, INC.

BD
CRD#: 13255
HARTFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/31/2023)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


KI
KYUR, INC.
KYUR, INC.

CRD#: 284721 / SEC#: 801-108760

RIA
Registered Investment Advisory firm - (6/9/2023 Terminated)
California
Registered Investment Advisory firm - (3/14/2023 Approved)
Connecticut
Registered Investment Advisory firm - (4/5/2017 Terminated)
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Contact information


Main Address
Newport Beach, CA
Mailing Address
63 Acorn Glen, Irvine, CA 92620
Phone number
(203) 552-0994
Established
Firm type
Fiscal year end
# of Employees
3

Regulatory assets under management


Total Number of Accounts33
AUM (Assets Under Management)$ 9,938,000

Red Flags


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Company Information


KYUR, INC.

CRD#: 284721Irvine, CA

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