Debra J. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Jean Taylor was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 2002. Debra had worked at 1 firm and has passed the SIE, Series 55, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2002 - January 5, 2015
FIRST LONDON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/23/2002
Limited Representative-Equity Trader ExamSeries 62
Date: 3/15/2002
Corporate Securities Limited Representative ExaminationCurrent Firm
FIRST LONDON SECURITIES CORPORATION
CRD#: 29709 / SEC#: , 8-44399
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DGN SECURITIES | SHAREHOLDER | |
| NICHOLS, DOUGLAS ROCKWELL | CEO, CFO, COO, SROP,CROP, DIRECTOR | 1584810 |
| TAYLOR, DEBRA JEAN | CORPORATE SECRETARY, DIRECTOR, CCO |
Disclosures
| Regulatory Event | 6 |
Red Flags
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