Robert A. Dema
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Dema was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2002. Robert had worked at 6 firms and has passed the Series 7B exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2006 - July 9, 2007
LIPARI PARTNERS INC.
October 31, 2005 - October 31, 2006
ERVIE ROY GROUP, INC.
September 16, 2004 - September 19, 2005
LEADER EQUITIES, INC.
May 3, 2004 - August 18, 2004
HLA SECURITIES INC
October 10, 2003 - May 26, 2004
TOMASULO, ROBERT, SOLE PROPRIETOR
April 3, 2003 - January 16, 2004
HLA SECURITIES INC
February 7, 2002 - April 2, 2003
QUATTRO M SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7B
Date: 8/25/1995
Floor Broker ExaminationCurrent Firm
LIPARI PARTNERS INC.
CRD#: 140817 / SEC#: , 8-67339
Contact information
Documents
Red Flags
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