Fredric R. Bindler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fredric Richard Bindler, AIF®, who also goes by Fredric Richard Binder, Frederic Richard Bindler, Fredric Richard Bindler, Rick Bindler, Fredric Bindler, was a registered financial professional .
Fredric is a previously registered financial professional and started their career in finance in 1988. Fredric had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2023 - May 21, 2026
CUNA BROKERAGE SERVICES, INC.
April 1, 2019 - November 21, 2023
GLOBAL RETIREMENT PARTNERS LLC
April 21, 2016 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
March 24, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
March 24, 2014 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
August 26, 2013 - March 17, 2014
KESTRA INVESTMENT SERVICES, LLC
August 26, 2013 - March 17, 2014
KESTRA INVESTMENT SERVICES, LLC
April 22, 2002 - June 21, 2013
MMC SECURITIES LLC
July 23, 2001 - June 21, 2013
MMC SECURITIES LLC
May 16, 2000 - May 31, 2001
PAN-AMERICAN FINANCIAL ADVISERS
August 27, 1996 - March 9, 2000
JOHN HANCOCK DISTRIBUTORS LLC
June 22, 1988 - May 2, 1989
CARILLON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUNA BROKERAGE SERVICES, INC.
CRD#: 13941 / SEC#: 801-60099, 8-30027
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
