FB
Fredric R. Bindler
CUNA BROKERAGE SERVICES
Parkersburg, IA
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CRD#: 1839145
FB
Professional summary
Fredric Richard Bindler, AIF®, who also goes by Fredric Richard Binder, Frederic Richard Bindler, Fredric Richard Bindler, Rick Bindler, Fredric Bindler, is a registered financial professional currently at CUNA BROKERAGE SERVICES, INC. located in Parkersburg, Iowa.
Fredric is registered as a RR (Registered Representative) and started their career in finance in 1988. Fredric has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Fredric Richard Binder | Frederic Richard Bindler | Fredric Richard Bindler | Rick Bindler | Fredric Bindler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: DATAIR Employee Benefit Systems Investment Related: No Address: 735 N. Cass Ave. Westmont IL 60559 Nature of Business: Other Other/None of the Above Employee Benefit Software Position, Title or Relationship: Sales/Marketing Start Date: 10/1/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales and Marketing of Employee Benefit Software. Business Name: White Oak Advisors, LLC Investment Related: Yes Address: 8275 Allison Pointe Trail, Suite 230 Indianapolis IN 46250 Nature of Business: Registered Rep Activities through Global Retirement Partners, LLC, using a DBA name; Investment Advisory services through Global Retirement Partners, LLC. Position, Title or Relationship: Chicago Practice Leader Start Date: 5/1/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Retirement Plan Consulting on a fee basis for companies and organizations, including plan reviews, investment reviews, fee benchmarking.
CRS (Client Relationship Summary) - BD
Click below to view Fredric Richard Bindler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 16, 2023 - Present
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
Parkersburg, IA
Past
April 1, 2019 - November 21, 2023
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Naperville, IL
Past
April 21, 2016 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
INDIANAPOLIS, IN
Past
March 24, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Carmel, IN
Past
March 24, 2014 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Carmel, IN
Past
August 26, 2013 - March 17, 2014
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
NAPERVILLE, IL
Past
August 26, 2013 - March 17, 2014
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
NAPERVILLE, IL
Past
April 22, 2002 - June 21, 2013
MMC SECURITIES LLC
RIA
CRD#: 103846
CHICAGO, IL
Past
July 23, 2001 - June 21, 2013
MMC SECURITIES LLC
BD
CRD#: 103846
CHICAGO, IL
Past
May 16, 2000 - May 31, 2001
PAN-AMERICAN FINANCIAL ADVISERS
BD
CRD#: 15578
NEW ORLEANS, LA
Past
August 27, 1996 - March 9, 2000
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
June 22, 1988 - May 2, 1989
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CINCINNATI, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(2/27/2024)
RR
Illinois(2/22/2024)
RR
Indiana(3/12/2024)
RR
Maryland(2/27/2024)
RR
Ohio(3/12/2024)
RR
Virginia(2/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CB
CUNA BROKERAGE SERVICES, INC.
CUNA BROKERAGE SERVICES, INC. | TRUSTAGE WEALTH MANAGEMENT SOLUTIONS DBA OF CUNA BROKERAGE | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS WESTCONSIN INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS TENNESSEE VALLEY INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS SUNMARK LIFE STAGE ADVISORY | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS SUNMARK LIFE STAGE ADVISORY | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS MECU INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS FIRST WEALTH ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS FINANCIALEDGE ADVISORY GROUP | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS ENVISTA INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS CUNA MUTUAL GROUP FINANCIAL ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS CLEARVIEW INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS BCU INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS ALEC INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS AAFCU INVESTMENT & RETIREMENT ADVISORS
CRD#: 13941 / SEC#: 801-60099, 8-30027
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
2000 Heritage Way, Waverly, IA 50677
Mailing Address
2000 Heritage Way, Waverly, IA 50677
Phone number
(319) 352-4090
Established
Wisconsin since 05/11/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
716
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
