Darcie M. Dubrule
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darcie Maxine Dubrule, CFP® was a registered financial professional .
Darcie is a previously registered financial professional and started their career in finance in 1988. Darcie had worked at 9 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
March 24, 2014 - December 4, 2014
WORLD CAPITAL BROKERAGE, INC.
January 29, 2010 - April 9, 2012
MERRIMAC CORPORATE SECURITIES, INC.
November 8, 2006 - February 1, 2008
GUNNALLEN FINANCIAL, INC
October 12, 2006 - February 1, 2008
GUNNALLEN FINANCIAL, INC
November 4, 2005 - September 5, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
November 21, 2003 - October 31, 2005
CAPITAL SECURITIES OF AMERICA, INC.
January 2, 2001 - November 17, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 4, 1999 - January 2, 2001
JWGENESIS FINANCIAL GROUP, INC
October 20, 1992 - January 4, 1999
CHATFIELD DEAN & CO., INC.
May 25, 1988 - October 18, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CAPITAL BROKERAGE, INC.
CRD#: 37 / SEC#: , 8-6805
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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