Isabel F. Chetty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Isabel Fernandes Chetty, who also goes by Isabel Chetty, Isabel Massa, was a registered financial professional .
Isabel is a previously registered financial professional and started their career in finance in 1997. Isabel had worked at 5 firms and has passed the Series 63 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2002 - February 19, 2013
CORBY CAPITAL MARKETS, INC.
January 18, 2002 - July 24, 2002
CITIGROUP GLOBAL MARKETS INC.
January 2, 2001 - December 31, 2001
QUICK & REILLY, INC.
January 13, 2000 - January 2, 2001
APEX CLEARING CORPORATION
February 19, 1997 - December 14, 1999
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORBY CAPITAL MARKETS, INC.
CRD#: 7165 / SEC#: , 8-18812
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
