Todd W. Wilson

PORTOLA CREEK CAPITAL

MENLO PARK, CA 94025

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CRD#: 1838670

Professional summary

Todd Warren Wilson is a registered financial advisor currently at PORTOLA CREEK CAPITAL located in Menlo Park, California.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Todd has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Warren Wilson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2019 - Present

PORTOLA CREEK CAPITAL

Office #1: 80 Willow Road, Menlo Park, CA 94025

RIA

CRD#: 288119

MENLO PARK, CA

Past

February 2, 2018 - December 31, 2018

PORTOLA CREEK CAPITAL

RIA

CRD#: 288119

San Francisco, CA

Past

April 7, 2017 - December 31, 2017

PORTOLA CREEK CAPITAL

RIA

CRD#: 288119

San Francisco, CA

Past

September 13, 2016 - September 26, 2017

NEWDAY

RIA

CRD#: 174758

SAN FRANCISCO, CA

Past

March 10, 1999 - January 20, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

January 20, 1999 - January 20, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/19/1999

General Securities Representative Examination

Current Firm

PORTOLA CREEK CAPITAL

GROWTH CAPITAL STRATEGIES, LLC | PORTOLA CREEK CAPITAL | GROWTH CAPITAL STRATEGIES, LLC DBA PORTOLA CREEK CAPITAL

CRD#: 288119 / SEC#: 801-110284

RIA

Registered Investment Advisory firm - (10/25/2017 Terminated)

California

Registered Investment Advisory firm - (3/8/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

80 Willow Road, Menlo Park, CA 94025

Mailing Address

Phone number

(415) 634-0766

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 66,520,717

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd W. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Warren Wilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTOLA CREEK CAPITAL

PORTOLA CREEK CAPITAL

PORTOLA CREEK CAPITAL

NEWDAY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2016

Series 63

Date: 1/29/1999

Series 7

Date: 1/19/1999

Current Firm

PORTOLA CREEK CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PORTOLA CREEK CAPITAL

TRUST BUT VERIFY

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