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GT

George B. Taylor

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CRD#: 1838654
GT

Professional summary

George Bradley Taylor was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

George is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, George had worked at 9 firms, which includes GUNNALLEN FINANCIAL INC, STIFEL NICOLAUS & COMPANY INCORPORATED, RODMAN & RENSHAW INC., INVESTORS ASSOCIATES INC., CHATFIELD DEAN & CO. INC., THE STUART-JAMES COMPANY INCORPORATED, J. W. GANT & ASSOCIATES INC., KASHNER DAVIDSON SECURITIES CORPORATION, SECURITIES USA INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brad Taylor | Bradley Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 29, 1999 - July 13, 2000

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

January 21, 1998 - October 22, 1999

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
ST. LOUIS, MO
Past

September 28, 1995 - December 19, 1997

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

November 29, 1993 - January 4, 1996

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

November 27, 1990 - December 1, 1993

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past

April 18, 1990 - December 4, 1990

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
DENVER, CO
Past

November 15, 1988 - April 20, 1990

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

June 29, 1988 - December 10, 1988

KASHNER DAVIDSON SECURITIES CORPORATION

BD
CRD#: 5319
Past

June 28, 1988 - April 20, 1990

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

June 22, 1988 - July 8, 1988

SECURITIES USA, INC.

BD
CRD#: 14799

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/10/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/28/1993
General Securities Principal Examination

Current Firm

GF
GUNNALLEN FINANCIAL, INC
GUNNALLEN FINANCIAL, INC | NAPEX FINANCIAL CORPORATION | NAPEX FINANCIAL CORP. | GUNNALLEN WEALTH MANAGEMENT

CRD#: 17609 / SEC#: , 8-35508

BD
Terminated by SEC on 06/11/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 01/15/1986
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GUNNALLEN HOLDINGS, INC.SHAREHOLDER
DANIELS, KEVIN CHRISTIANEVP OF TRADING, CHIEF COMPLIANCE OFFICER2041956
KRAUS, FREDERICK OSCAR JRPRESIDENT, CFO, FINOP1393886

Disclosures

Regulatory Event17
Arbitration13

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GUNNALLEN FINANCIAL, INC

CRD#: 17609

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