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George Bradley Taylor

CRD# 1838654·Registered 1988 - 2000
Barred: George Bradley Taylor was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

George Bradley Taylor, who also goes by Brad Taylor, Bradley Taylor, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1988 - 2000. George had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brad Taylor, Bradley Taylor

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
September 29, 1999 - July 13, 2000
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
St. Louis, MO
January 21, 1998 - October 22, 1999
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
September 28, 1995 - December 19, 1997
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
November 29, 1993 - January 4, 1996
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
November 27, 1990 - December 1, 1993
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
April 18, 1990 - December 4, 1990
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
November 15, 1988 - April 20, 1990
KASHNER DAVIDSON SECURITIES CORPORATION·CRD# 5319
BD
June 29, 1988 - December 10, 1988
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
June 28, 1988 - April 20, 1990
SECURITIES USA, INC.·CRD# 14799
BD
June 22, 1988 - July 8, 1988

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Current Firm

GF
GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC | NAPEX FINANCIAL CORPORATION | NAPEX FINANCIAL CORP. | GUNNALLEN WEALTH MANAGEMENT

CRD#: 17609 / SEC#: 8-35508
BD
Terminated by SEC on 06/11/2010

Contact Information

Established

Florida since 01/15/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GUNNALLEN HOLDINGS, INC.SHAREHOLDER—
DANIELS, KEVIN CHRISTIANEVP OF TRADING, CHIEF COMPLIANCE OFFICER2041956
KRAUS, FREDERICK OSCAR JRPRESIDENT, CFO, FINOP1393886

Disclosures

Regulatory Event

17

Arbitration

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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