Clarence L. Mcgill
Professional summary
Clarence L Mcgill was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Clarence is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Clarence had worked at 9 firms, which includes GWN SECURITIES INC., FOX WEALTH ADVISORS LLC, FOX FINANCIAL MANAGEMENT CORPORATION, FOX & COMPANY INVESTMENTS INC., SENTRA SECURITIES CORPORATION, OSAIC FS INC., WOODBURY FINANCIAL SERVICES INC., LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION, B.C. CHRISTOPHER SECURITIES CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2014 - March 13, 2018
GWN SECURITIES INC.
April 30, 2014 - March 13, 2018
GWN SECURITIES INC.
February 20, 2007 - April 29, 2014
FOX WEALTH ADVISORS LLC
September 11, 2006 - December 23, 2013
FOX FINANCIAL MANAGEMENT CORPORATION
March 10, 2005 - September 11, 2006
FOX & COMPANY INVESTMENTS INC.
May 9, 2002 - February 22, 2005
SENTRA SECURITIES CORPORATION
November 12, 2001 - February 22, 2005
SENTRA SECURITIES CORPORATION
May 16, 2000 - November 19, 2001
OSAIC FS, INC.
February 1, 1995 - May 24, 2000
WOODBURY FINANCIAL SERVICES, INC.
November 3, 1992 - December 31, 1994
OSAIC FS, INC.
February 27, 1989 - November 5, 1992
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
August 15, 1988 - March 3, 1989
B.C. CHRISTOPHER SECURITIES CO.
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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