Randolph B. Winton

LYNCH, WINTON & ASSOCIATES

SWARTHMORE, PA

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CRD#: 1838241

Professional summary

Randolph Bennett Winton is a registered financial advisor currently at LYNCH, WINTON & ASSOCIATES, LLC located in Swarthmore, Pennsylvania.

Randolph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Randolph has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph Bennett Winton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 1999 - Present

LYNCH, WINTON & ASSOCIATES, LLC

RIA

CRD#: 122097

SWARTHMORE, PA

Past

April 14, 1989 - May 17, 1994

TUCKER ANTHONY INCORPORATED

CRD#: 837

Past

August 25, 1988 - November 29, 1988

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/2/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Current Firm

LYNCH, WINTON & ASSOCIATES, LLC

CRD#: 122097 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/2/1999 Approved)

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Contact information

Main Address

Swarthmore, PA

Mailing Address

Phone number

(610) 420-3716

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 4,793,673

Red Flags

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Randolph B. Winton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph Bennett Winton's CRS (Customer Relationship Summary).

Certified licenses

Experience

LYNCH, WINTON & ASSOCIATES, LLC

TUCKER ANTHONY INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/1993

Series 63

Date: 9/9/1988

Series 7

Date: 8/20/1988

Current Firm

LYNCH, WINTON & ASSOCIATES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LYNCH, WINTON & ASSOCIATES, LLC

TRUST BUT VERIFY

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