Rondald L. Wheet
Professional summary
Rondald Louis Wheet was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Rondald is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Rondald had worked at 6 firms, which includes RICHMARK CAPITAL CORPORATION, FORTRESS FINANCIAL GROUP LTD., SCOTT & STRINGFELLOW INC., GLOBAL CAPITAL SECURITIES CORPORATION, H.J. MEYERS & CO. INC., J. W. GANT & ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 1999 - January 2, 2002
RICHMARK CAPITAL CORPORATION
September 24, 1997 - December 10, 1998
FORTRESS FINANCIAL GROUP, LTD.
February 28, 1996 - September 4, 1997
SCOTT & STRINGFELLOW, INC.
July 26, 1993 - February 28, 1996
GLOBAL CAPITAL SECURITIES CORPORATION
January 22, 1990 - August 25, 1993
H.J. MEYERS & CO., INC.
May 25, 1988 - January 16, 1990
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RICHMARK CAPITAL CORPORATION
CRD#: 43162 / SEC#: , 8-50150
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RMC 1 CAPITAL MARKETS, INC. | HOLDING COMPANY | |
| WHITE, DOYLE MARK | SECRETARY/TREASURER, DIRECTOR | 2212634 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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