Rade R. Kljajic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rade Ray Kljajic, who also goes by R Ray Kljajic, was a registered financial professional .
Rade is a previously registered financial professional and started their career in finance in 1994. Rade had worked at 2 firms and has passed the Series 63, SIE, Series 79, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2017 - January 2, 2019
PIEDMONT SECURITIES LLC
February 23, 1994 - May 15, 2015
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
PIEDMONT SECURITIES LLC
CRD#: 162153 / SEC#: , 8-69057
Contact information
Documents
Red Flags
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