Paul C. Sisson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Charles Sisson was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1988. Paul had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 1999 - December 31, 2002
INTE SECURITIES LLC
May 3, 1999 - February 28, 2013
ABG SUNDAL COLLIER INC.
June 4, 1998 - January 29, 1999
DB ALEX. BROWN LLC
June 19, 1995 - April 23, 1998
NATWEST SECURITIES CORPORATION
June 4, 1991 - October 5, 1995
NATWEST INTERNATIONAL SECURITIES INC.
July 19, 1988 - June 11, 1991
COUNTY NATWEST GLOBAL SECURITIES LIMITED
May 25, 1988 - July 18, 1988
NATWEST SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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