John C. Mccamey
Professional summary
John Christopher Mccamey was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, John had worked at 6 firms, which includes SIERRA BROKERAGE SERVICES INC., FINANCIAL HORIZONS DISCOUNT BROKERAGE INC., OMNI FINANCIAL SECURITIES INC., OMNI CAPITAL MARKETS INCORPORATED, LEHMAN BROTHERS INC., FREEDOM FIRST SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 1994 - October 18, 2002
SIERRA BROKERAGE SERVICES, INC.
February 18, 1992 - July 5, 1994
FINANCIAL HORIZONS DISCOUNT BROKERAGE, INC.
January 6, 1992 - February 21, 1992
OMNI FINANCIAL SECURITIES, INC.
April 22, 1991 - November 8, 1991
OMNI CAPITAL MARKETS, INCORPORATED
April 25, 1990 - November 20, 1990
LEHMAN BROTHERS INC.
October 7, 1989 - May 10, 1990
OMNI CAPITAL MARKETS, INCORPORATED
May 25, 1988 - October 11, 1989
FREEDOM FIRST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIERRA BROKERAGE SERVICES, INC.
CRD#: 36573 / SEC#: , 8-47414
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICHARDSON, JEFFREY ALLEN | PRESIDENT/HEAD TRADER | 736249 |
| TROWBRIDGE, JAMES MAURICE | DIRECTOR | 2496467 |
| MACTIR INTERNATIONAL | SHAREHOLDER | |
| MCCAMEY, JOHN CHRISTOPHER | SHAREHOLDER | 1837728 |
| PAMULAPATI, JITHENDER | SHAREHOLDER | 2074713 |
| MCAULIFFE, JANE A | SHAREHOLDER | 2521230 |
| ECKSTEIN, BRIAN KEITH | CHIEF FINANCIAL OFFICER | 4270845 |
Disclosures
| Regulatory Event | 7 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
