DD
David A. Domenick
CAPITAL A WEALTH MANAGEMENT
NEW CASTLE, PA 16101
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CRD#: 1837617
DD
Professional summary
David Albert Domenick SR, who also goes by David Albert Domenick, is a registered financial advisor currently at CAPITAL A WEALTH MANAGEMENT located in New Castle, Pennsylvania and MADISON AVENUE SECURITIES, LLC located in Cranberry Township, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. David has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Albert Domenick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVID A. DOMENICK INVESTMENTS & INSURANCE SERVICES; NOT INVESTMENT RELATED; 312 N JEFFERSON STREET, NEW CASTLE, PA 16101; INSURANCE SALES AND SERVICES; OWNER AND SOLE PROPRIETOR; START DATE 8/1990; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES. 2) DAVID A DOMENICK & ROSA A DOMENICK; NOT INVESTMENT RELATED; 2107 VIRGINIA AVENUE, NEW CASTLE, PA 16105; SOLE PROPRIETORSHIP - REAL ESTATE RENTAL; OWNER; START DATE 01/2004; APPROX 20 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; COLLECT RENT & MAINTENANCE. 3) CAPITAL A INSURANCE, LLC; NOT INVESTMENT RELATED; 312 N. JEFFERSON STREET; LIFE, HEALTH, AND DISABILITY INSURANCE; OWNER / MANAGING MEMBER; START DATE 09/2015; HOURS/MONTH: 60; TRADING HOURS/MONTH: 60; CONSULT ON PROPOSED SALES OF INSURANCE PRODUCTS. 4) MADISON AVENUE SECURITIES, LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N SUITE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 11/2017; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES. 5) CAPITAL A WEALTH MANAGEMENT, LLC; YES INVESTMENT RELATED; 312 N JEFFERSON ST.;COMPANY WE MARKET UNDER; OWNER / MANAGING PARTNER; START DATE 01/2020; HOURS/MONTH:40; TRADING HOURS/MONTH:20; DUTIES: MANAGING PARTNER 6) NEW CASTLE SANITATION AUTHORITY BOARD MEMBER: INVESTMENT RELATED, NO: START DATE 12/2021 THROUGH 12/2025. NO COMPENSATION, 1 HOUR A MONTH TO REVIEW INVOICES AND PAYABLES. 7) NAME: CAPITAL A WEALTH MANAGEMENT; ADDRESS: 312 N JEFFERSON ST., NEW CASTLE PA 16101; INVESTMENT RELATED: NO; POSTION: MANAGING MEMBER / INVESTMENT ADVISOR REPRESENTATIVE; DUTIES: MEET WITH CLIENTS, BUILD RETIREMENT PLANS, AND MONITOR INVESTMENT STRATEGIES; HOURS PER WEEK: 40 HOURS; START DATE: 11/27/2023 8) NAME: CAPITAL A TAX SOLUTIONS, LLC; ADDRESS: 312 N JEFFERSON ST., NEW CASTLE PA 16101; INVESTMENT RELATED: NO; POSITION & DUTIES: MEMBER - INVESTOR; HOURS PER WEEK: LESS THEN 1 HOUR; START DATE: 12/15/2024
CRS (Client Relationship Summary) - RIA
Click below to view David Albert Domenick SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2023 - Present
CAPITAL A WEALTH MANAGEMENT
Office #1: 2656 Ellwood Road Suite 114, New Castle, PA 16101RIA
CRD#: 328863
NEW CASTLE, PA
Current
November 17, 2017 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 8050 Rowan Road, Suite 401, Cranberry Township, PA 16066Office #2: 2656 Ellwood Rd., Suite 114, New Castle, PA 16101Office #3: 312 N. Jefferson St., New Castle, PA 16101RIA
BD
CRD#: 23224
Cranberry Township, PA
Past
November 21, 2017 - March 27, 2024
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
New Castle, PA
Past
September 12, 2014 - November 20, 2017
STONEX SECURITIES INC.
BD
CRD#: 18456
NEW CASTLE, PA
Past
November 16, 1993 - September 12, 2014
WRP INVESTMENTS, INC.
BD
CRD#: 7365
NEW CASTLE, PA
Past
August 15, 1990 - November 30, 1993
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
August 19, 1988 - August 14, 1990
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 19, 1988 - August 14, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL A WEALTH MANAGEMENT
CAPITAL A WEALTH MANAGEMENT | KIEFER FINANCIAL SERVICE | CAPITAL A WEALTH MANAGEMENT, LLC
CRD#: 328863 / SEC#: 801-129086
RIA
Registered Investment Advisory firm - (11/22/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/17/2017)
RR
Georgia(11/17/2017)
RR
Michigan(11/17/2017)
RR
Nevada(11/17/2017)
RR
New York(11/17/2017)
RR
North Carolina(11/28/2017)
RR
Ohio(11/17/2017)
RR
Pennsylvania(11/17/2017)
IAR
Pennsylvania(11/22/2023)
RR
South Carolina(8/27/2018)
RR
Texas(11/17/2017)
IAR
Texas(4/3/2025)
RR
Virginia(8/27/2018)
RR
West Virginia(11/17/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL A WEALTH MANAGEMENT
CAPITAL A WEALTH MANAGEMENT | KIEFER FINANCIAL SERVICE | CAPITAL A WEALTH MANAGEMENT, LLC
CRD#: 328863 / SEC#: 801-129086
RIA
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Contact information
Main Address
8050 Rowan Road Suite 401, Cranberry Twp., PA 16066
Mailing Address
Phone number
(724) 658-4211
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,092 |
| AUM (Assets Under Management) | $ 412,329,590 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
