Stephen E. Trask
Professional summary
Stephen E Trask, who also goes by Stephen Edward Trask, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Mechanicsburg, Pennsylvania.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Stephen has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen E Trask's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2023 - Present
IP FINANCIAL ADVISORY SERVICES LLC
January 12, 2023 - January 12, 2023
IP FINANCIAL ADVISORY SERVICES LLC
May 1, 2012 - January 9, 2023
VANDERBILT ADVISORY SERVICES
April 14, 2012 - January 9, 2023
VANDERBILT SECURITIES, LLC
October 24, 2011 - April 19, 2012
RBC CAPITAL MARKETS, LLC
March 13, 2009 - April 19, 2012
RBC CAPITAL MARKETS, LLC
December 2, 2005 - March 13, 2009
FERRIS, BAKER WATTS, LLC
October 7, 1988 - December 5, 2005
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/24/2023)
Exams
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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