William F. Baldwin
Professional summary
William Francis Baldwin, ChFC®, CLU®, who also goes by Bill Baldwin, is a registered financial advisor currently at CONTINUITY WEALTH MANAGEMENT, CORP. located in Portland, Oregon.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. William has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Francis Baldwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2011 - Present
CONTINUITY WEALTH MANAGEMENT, CORP.
Office #1: 3605 Sw Multnomah Blvd., Portland, OR 97219April 1, 2011 - December 31, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 27, 2009 - April 4, 2011
FSC SECURITIES CORPORATION
February 27, 2009 - April 4, 2011
FSC SECURITIES CORPORATION
April 16, 2003 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
June 7, 2002 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
July 17, 1997 - June 7, 2002
ALLMERICA INVESTMENT MANAGEMENT CO INC
July 26, 1996 - June 6, 2002
VERAVEST INVESTMENTS, INC.
February 10, 1996 - July 25, 1996
QUEST CAPITAL STRATEGIES, INC.
July 14, 1988 - January 29, 1996
METROPOLITAN LIFE INSURANCE COMPANY
July 14, 1988 - January 29, 1996
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CONTINUITY WEALTH MANAGEMENT, CORP.
CRD#: 111010 / SEC#: 801-60320
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/15/2011)
(4/10/2024)
Exams
Current Firm
CONTINUITY WEALTH MANAGEMENT, CORP.
CRD#: 111010 / SEC#: 801-60320
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 539 |
| AUM (Assets Under Management) | $ 180,625,248 |
Red Flags
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