PN
Paul W. Nickel
KEATING FINANCIAL ADVISORY SERVICES | Financial Advisor
MANHATTAN, KS 66502
Some features on this profile are disabled
CRD#: 1836943
PN
Professional summary
Paul Warren Nickel is a registered financial advisor currently at KEATING FINANCIAL ADVISORY SERVICES located in Manhattan, Kansas.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Keating & Asso Address: 1011 Poyntz Ave, Manhattan, KS, 66502-5458, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/20/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: life ins, LTC ins, Disabl ins (2)Name of Business: Keating & Asso/Assurity Life Address: 1011 Poyntz, Manhattan, Ks 66502, Manhattan, KS, 66503, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sell life ins (3)Name of Business: Keating & Asso/Nickel, Inc Address: 1011 Poyntz Ave, Manhattan, Ks 66503, Manhattan, KS, 66503, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 09/15/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: financial advisery practice (4)Name of Business: Keating Financial Advisory Services Address: 1011 Poyntz Ave., Manhattan, Ks 66502, Manhattan, KS, 66502, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 02/20/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investment Advisor Representative (5)Name of Business: MKMQ LLC Address: 610 S Scenic Dr, Manhattan, KS, 66503, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 07/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: passive investor (6)Name of Business: Scenic Valley Inn Address: 610 S Scenic Dr, Manhattan, KS, 66503, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 03/01/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: passive. Wife manages
CRS (Client Relationship Summary) - RIA
Click below to view Paul Warren Nickel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2007 - Present
KEATING FINANCIAL ADVISORY SERVICES
Office #1: 1011 Poyntz Ave, Manhattan, KS 66502Office #2: 1011 Poyntz Avenue, Manhattan, KS 66502RIA
CRD#: 142772
MANHATTAN, KS
Past
January 2, 2009 - July 1, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
MANHATTAN, KS
Past
December 29, 1999 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
MANHATTAN, KS
Past
January 4, 1999 - July 1, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MANHATTAN, KS
Past
March 14, 1989 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
May 25, 1988 - March 15, 1989
EQUITY SERVICES, INC.
BD
CRD#: 265
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEATING FINANCIAL ADVISORY SERVICES
CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS
CRD#: 142772 / SEC#: 801-126770
RIA
Registered Investment Advisory firm - (10/21/2022 Approved)Illinois
Registered Investment Advisory firm - (1/20/2023 Terminated)Kansas
Registered Investment Advisory firm - (1/20/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/4/2015 Terminated)Nebraska
Registered Investment Advisory firm - (4/26/2012 Terminated)Texas
Registered Investment Advisory firm - (1/20/2023 Terminated)Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(10/18/2007)
IAR
Texas(11/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
KF
KEATING FINANCIAL ADVISORY SERVICES
CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS
CRD#: 142772 / SEC#: 801-126770
RIA
Registered Investment Advisory firm - (10/21/2022 Approved)Illinois
Registered Investment Advisory firm - (1/20/2023 Terminated)Kansas
Registered Investment Advisory firm - (1/20/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/4/2015 Terminated)Nebraska
Registered Investment Advisory firm - (4/26/2012 Terminated)Texas
Registered Investment Advisory firm - (1/20/2023 Terminated)Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1011 Poyntz Avenue, Manhattan, KS 66502
Mailing Address
Phone number
(785) 537-0366
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 330,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEATING FINANCIAL ADVISORY SERVICES
Financial AdvisorCRD#: 142772Manhattan, KS 66502TRUST BUT VERIFY
Monitor Paul Nickel
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
