Charles A. Vesce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Anthony Vesce, who also goes by Charles Anthony Vesce Jr, Charles Anthony Vesce Mr, Charles Anthony Vesce, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1988. Charles had worked at 6 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2021 - January 20, 2023
DRIVEWEALTH, LLC
January 2, 2020 - April 26, 2021
MURIEL SIEBERT & CO., LLC
May 25, 2017 - January 30, 2020
STOCKCROSS FINANCIAL SERVICES, INC.
November 5, 2013 - August 4, 2016
VIRTU ITG LLC
August 22, 1991 - January 21, 2003
APEX CLEARING CORPORATION
September 1, 1988 - April 12, 1991
SECURITIES SETTLEMENT CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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