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Kenneth R. Brown

KRB AND ASSOCIATES,
OKLAHOMA CITY, OK 73116
Some features on this profile are disabled
CRD#: 1836370
KB

Professional summary


Kenneth Ray Brown is a registered financial advisor currently at KRB AND ASSOCIATES, INC located in Oklahoma City, Oklahoma.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Kenneth has worked at 2 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Kenneth Ray Brown's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 14, 2002 - Present

KRB AND ASSOCIATES, INC

Office #1: 1200 Nw 63rd, Oklahoma City, OK 73116
RIA
CRD#: 121013
OKLAHOMA CITY, OK
Past

February 22, 1989 - October 14, 1989

F T CAPITAL MARKETS, INC.

BD
CRD#: 18451
Past

June 22, 1988 - August 29, 1988

F T CAPITAL MARKETS, INC.

BD
CRD#: 18451

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(6/14/2002)

Exams


State Security Law Exam
RR
Series 63
Date: 8/17/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


KA
KRB AND ASSOCIATES, INC
KRB AND ASSOCIATES, INC

CRD#: 121013 / SEC#:

Oklahoma
Registered Investment Advisory firm - (6/14/2002 Approved)
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Contact information


Main Address
1033 Nw Grand Blvd Suite B, Oklahoma City, OK 73118
Mailing Address
Phone number
(405) 206-6454
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts1
AUM (Assets Under Management)$ 16,684,441

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KRB AND ASSOCIATES, INC

CRD#: 121013Oklahoma City, OK 73116

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